Market Abuse

CHF 280.00

Enrollment duration: 60 days from the enrollment day

This training fosters knowledge on the exploitation of confidential information, explaining insider trading (based on FMIA art. 142/154), market and price manipulation (based on FMIA art. 143/155) and the FINMA Circular 13/8.

The course provides an overview of definitions and concepts of market abuse and clarifies the relationship between the FMIA and the FINMA Circular 13/8 by covering the following topics:

  1. Legal basis

  2. Definitions and concepts

  3. Legal framework

  4. Impacted persons and entities

  5. Money laundering

As part of the training, participants will solve eight real-life business cases and complete a final test, consisting of ten random questions, to assess their knowledge.

Course Duration: 25 minutes
Assessment: A formal assessment consisting of 10 questions with a passing grade of 80% forms part of this course.
Target audience: All employees and new joiners in financial institutions and intermediaries.
Certification: Upon completion, participants will earn a certificate
Prerequisites: None
Language: English

Course Duration: 25 minutes

Assessment: A formal assessment consisting of 10 questions with a passing grade of 80% forms part of this course.

Target Audience: All employees and new joiners in financial institutions and intermediaries.

Certification: Upon completion, participants will earn a certificate

Prerequisites: None

Language: English