Market Abuse Europe

CHF 300.00

Enrollment duration: 60 days from the enrollment day

The course Market Abuse Europe clarifies the concepts outlined by EU regulation 596/2014 on Market Abuse and by EU Directive 2014/57/EC on criminal sanctions for Market Abuse.

The training focuses on the main obligations to prevent Market Abuse under European legislation, including:

  • issuer disclosure requirements (art. 17 MAR),

  • establishing / maintaining effective prevention and detection arrangements, systems and procedures (art. 16 MAR),

  • filing suspicious transaction and order reports (art. 16 MAR)

  • notification of managers’ transactions and drawing up of insider lists (art. 18 & 19 MAR).

At the end of the theory part, the participant is requested to pass a final assessment made by 10 questions.
Course Duration: Approximately 45 minutes
Assessment: A formal assessment consisting of 10 questions with a passing grade of 80% forms part of this course
Target audience: Any person or company trading with financial instruments
Certification: Upon completion, participants will earn a certificate
Prerequisites: None
Language: English

Course Duration: Approximately 45 minutes

Assessment: A formal assessment consisting of 10 questions with a passing grade of 80% forms part of this course

Target Audience: Any person or company trading with financial instruments

Certification: Upon completion, participants will earn a certificate

Prerequisites: None

Language: English